Series 9 SecuritiesPro QBank 4th Edition. Study for the General Securities Sales Supervisor Exam - Options. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference. Available online with optional download. E-mail with login info will be sent to the e-mail address on file. (FREE SHIPPING ON THIS ITEM. No Refunds. No Returns)
Series 9 SecuritiesPro™ QBank 4th Edition.
General Securities Sales Supervisor Exam - Options.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Available online with optional download.
E-mail with login info will be sent to the e-mail address on file.
EXAM DETAILS (Provided for informational purposes)
FINRA requires its members and employees of its members to pass a qualification exam to become registered as a General Securities Sales Supervisor. This exam tests your knowledge of securities rules and regulations in preparing for supervising the sales activities in corporate, municipal and options securities, and more. You must pass the Series 9 and the Series 10 exams to be qualified to supervise the purchase and sale of nonexempt securities.
Pre-Requisites: Series 7
Type of Exam: 55 Multiple-choice questions
Exam Duration: 1 hour 30 minutes
Passing Grade: 70% or above
Fee: $70.00
Manufacturer: Kaplan Financial Education
SKU: NCS9QBK4E
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