Series 4 SecuritiesPro QBank 2nd Edition Revised. Study for the Registered Options Principal Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference. Available online with optional download. E-mail with login info will be sent to the e-mail address on file within 1 business day. (FREE SHIPPING ON THIS ITEM. No Refunds. No Returns)
Series 4 SecuritiesPro™ QBank Online Download 2nd Edition Revised.
Registered Options Principal Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Available online with optional download.
E-mail with login info will be sent to the e-mail address on file within 1 business day.
EXAM DETAILS (Provided for informational purposes)
Registered Options Principal Exam is required for an individual to act as a Registered Options Principal, and Compliance Registered Options Principal, etc.
Pre-Requisites: Series 7
Type of Exam: 125 Multiple-choice Questions
Exam Duration: 3 hours
Passing Grade: 70% or above
Fee: $90.00
Outline of Topics Covered:
- Options Investment Strategies
- Supervision of Sales Activities and Trading Practices
- Supervision of Employees, Business Conduct, and Recordkeeping and Reporting Requirements
Manufacturer: Kaplan Financial Education
SKU: NCS4QBK2E