Series 66 SecuritiesPro QBank CD 6th Edition. Study for the Uniform Combined State Law Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Series 66 SecuritiesPro™ QBank CD 6th Edition.
Uniform Combined State Law Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
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EXAM DETAILS (Provided for informational purposes)
Uniform Combined State Law Exam (equivalent of S-63 plus S-65) is required of individuals acting as or soliciting for the service of investment advisers and soliciting the purchase or sale of securities within a state. This series fulfills the requirements of both the Series 63 and Series 65.
Pre-Requisites: Series 7
Type of Exam: 110 Multiple-choice questions
Exam Duration: 2 hours 30 minutes
Passing Grade: 75% or above
Fee: $128.00
Outline of Topics Covered:
- Investment Analysis, Recommendations and Strategies
- Legal and Regulatory Guidelines, including Prohibition on Unethical Business Practices
- Economic Factors
- Investment Vehicle Characteristics
- Investment Recommendations and Strategies
Manufacturer: Kaplan Financial Education
SKU: NCS66QBKCD6E
ISBN: 1427724024