Series 65 SecuritiesPro QBank CD 6th Edition. Study for the Uniform Investment Adviser Law Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Series 65 SecuritiesPro™ QBank CD 6th Edition.
Uniform Investment Adviser Law Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
EXAM DETAILS (Provided for informational purposes)
Uniform Investment Adviser Law Exam is designed to qualify candidates as investment adviser representatives.
Pre-Requisites: None
Type of Exam: 140 Multiple-choice questions
Exam Duration: 3 hours
Passing Grade: 72% or above
Fee: $135.00
Outline of Topics Covered:
- Economics and Analysis
- Investment Vehicles
- Investment Recommendations and Strategies
- Legal and Regulatory Guidelines, including Prohibition on Unethical Business Practices
- Capital Market Theory
- Types of Accounts
Manufacturer: Kaplan Financial Education
SKU: NCS65QBKCD6E
ISBN: 1427724016