Series 53 SecuritiesPro QBank 2nd Edition Revised. Study for the Municipal Securities Principal Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference. Available online with optional download. E-mail with login info will be sent to the e-mail address on file within 1 business day. (FREE SHIPPING ON THIS ITEM. No Refunds. No Returns)
Series 53 SecuritiesPro™ QBank 2nd Edition Revised.
Municipal Securities Principal Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Available online with optional download.
E-mail with login info will be sent to the e-mail address on file within 1 business day.
EXAM DETAILS (Provided for informational purposes)
Municipal Securities Principal Exam is required of individuals who as a principal will supervise the activities of municipal securities representatives.
Pre-Requisites: Series 7 or 52
Type of Exam: 100 Multiple-choice questions
Exam Duration: 3 hours
Passing Grade: 70% or above
Fee: $95.00
Outline of Topics Covered:
- Federal Regulations
- General Supervision
- Sales Supervision
- Origination and Syndication
- Trading
- Operations
Manufacturer: Kaplan Financial Education
SKU: NCS53QBK2E