Kaplan Series 7 SecuritiesPro™ QBank CD 6th Edition, General Securities Representative Exam

Series 7 SecuritiesPro QBank CD 6th Edition. Study for the General Securities Representative Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.

Series 7 SecuritiesPro™ QBank CD 6th Edition.

General Securities Representative Exam.

Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.

EXAM DETAILS (Provided for informational purposes)

General Securities Representative Exam is required of individuals soliciting the purchase or sale of corporate, municipal and U.S. government securities, options, direct participation programs, investment company products, and variable contracts.

Pre-Requisites: None

Type of Exam: 250 Multiple-choice questions

Exam Duration: 6 hours

Passing Grade: 70% or above

Fee: $265.00

Outline of Topics Covered:

• Prospecting for and Qualifying Customers
• Evaluating Customer Needs and Objectives
• Providing Customers with Investment Information and Making Suitable Recommendations
• Handling Customer Accounts and Account Records
• Understanding and Explaining Securities Markets, Market Organization and Participants to Customers
• Processing Customer Order and Transactions
• Monitoring Economic and Financial Events, Performing Customer Portfolio Analysis and Making Suitable Recommendations