Series 24 SecuritiesPro QBank 6th Edition. Study for the General Securities Principal Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Series 24 SecuritiesPro™ QBank 6th Edition CD.
General Securities Principal Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
EXAM DETAILS (Provided for informational purposes)
General Securities Principal is required of individuals responsible for the management or supervision of a member’s investment banking or securities business. The Series 24 qualifies an individual as a General Securities Principal.
Pre-Requisites: Series 7
Type of Exam: 150 Multiple-choice questions
Exam Duration: 3 hours 30 minutes
Passing Grade: 70% or above
Fee: $105.00
Outline of Topics Covered:
- Supervision of Investment Banking Activities
- Supervision of Trading and market Making Activities
- Supervision of Brokerage Office Operations
- Sales Supervision, General Supervision of Employees, Regulatory Framework of FINRA
- Compliance with Financial Responsibility Rules
Manufacturer: Kaplan Financial Education
SKU: NCS24QBKCD6E
ISBN: 1427724032
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