Series 24 SecuritiesPro QBank . Study for the General Securities Principal Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference. Downloadable Software. E-mail with login info will be sent to the e-mail address on file within 1 business day. (FREE SHIPPING ON THIS ITEM)
Series 24 SecuritiesPro™ QBank 6th Edition.
General Securities Principal Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Downloadable Software.
E-mail with login info will be sent to the e-mail address on file within 1 business day.
EXAM DETAILS (Provided for informational purposes)
General Securities Principal is required of individuals responsible for the management or supervision of a member’s investment banking or securities business. The Series 24 qualifies an individual as a General Securities Principal.
Pre-Requisites: Series 7
Type of Exam: 150 Multiple-choice questions
Exam Duration: 3 hours 30 minutes
Passing Grade: 70% or above
Fee: $105.00
Outline of Topics Covered:
- Supervision of Investment Banking Activities
- Supervision of Trading and market Making Activities
- Supervision of Brokerage Office Operations
- Sales Supervision, General Supervision of Employees, Regulatory Framework of FINRA
- Compliance with Financial Responsibility Rules
Manufacturer: Kaplan Financial Education
SKU: NCS24QBK6E
ISBN: 1427724032
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