Series 31 SecuritiesPro QBank 1st Edition Revised. Study for the Futures Managed Funds Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference. Available online with optional download. E-mail with login info will be sent to the e-mail address on file within 1 business day. (FREE SHIPPING ON THIS ITEM. No Refunds. No Returns)
Series 31 SecuritiesPro™ QBank 1st Edition Revised.
Futures Managed Funds Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Available online with optional download.
E-mail with login info will be sent to the e-mail address on file within 1 business day.
EXAM DETAILS (Provided for informational purposes)
Futures Managed Funds Examination covers issues relating to general market knowledge and regulations, CPO/CTA regulations and disclosure documents, Know Your Customer Rule, Promotional Material Requirements (Rule 2-29).
Pre-Requisites: None
Type of Exam: 45 Multiple-choice questions
Exam Duration: 45 minutes
Passing Grade: 70% or above
Fee: $70.00
Outline of Topics Covered:
- General Market Knowledge
- General Regulation
- CPO/CTA Regulations
- CPO/CTA Disclosure Documents
- Know Your Customer Rule
- Disclosure of CPOs and CTAs required for Payment of Upfront Fees
- Promotional Material (Compliance Rule 2-29)
Manufacturer: Kaplan Financial Education
SKU: NCS31QBK1E
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