Series 51 SecuritiesPro QBank 1st Edition Revised. Study for the Municipal Fund Securities Limited Principal Exam. Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference. Available online with optional download. E-mail with login info will be sent to the e-mail address on file within 1 business day. (FREE SHIPPING ON THIS ITEM. No Refunds. No Returns)
Series 51 SecuritiesPro™ QBank 1st Edition Revised.
Municipal Fund Securities Limited Principal Exam.
Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
Available online with optional download.
E-mail with login info will be sent to the e-mail address on file within 1 business day.
EXAM DETAILS (Provided for informational purposes)
The Municipal Fund Securities Principal Exam is designed to test your knowledge of the rules and statutory provisions related to municipal fund securities and the supervision of the activities of registered representatives carrying out municipal fund securities transactions.
Pre-Requisites: Series 7, 24 & 26
Type of Exam: 60 Multiple-choice questions
Exam Duration: 1 hour 30 minutes
Passing Grade: 70% or above
Fee: $85.00
Outline of Topics Covered:
- Regulatory Structure
- Product Knowledge
- General Supervision
- Fair Practice and Conflicts of Interest
- Sales Supervision
- Underwriting and Disclosure Obligations
- Operations
Manufacturer: Kaplan Financial Education
SKU: NCS51QBK1E
Sign In
