Kaplan Series 7 Audio Review CD 5th edition

General Securities Representative Exam Study Material
Series 7 Audio Review CD, Kaplan 5th Edition, 2008

The Series 7 Audio Review CD is an excellent audio study tool. It reinforces the most testable points from the Series 7 Premier Set and License Exam Manual study materials. This audio CD presents an overview of the most critical information from each lesson.

Topics Covered:

Disc 1

Track 1 - Series 7 Introduction (2:56)
Track 2 - Unit 1 Overview: Equity Securities (2:29)
Track 3 - Inverstor Rights, Stock Splits, and Investment Positions (3:26)
Track 4 - Preferred Stock (3:08)
Track 5 - Rights and Warrants (1:09)
Track 6 - American Depository Receipts (0:44)
Track 7 - Real Estate Investment Trusts (1:14)
Track 8 - Unit 2 Overview: Debt Securities (4:03)
Track 9 - Corporate Bonds (2:11)
Track 10 - Government Debt Instruments (1:36)
Track 11 - Government Agency Issues (1:33)
Track 12 - Collateralized Mortgage Obligations (1:09)
Track 13 - Money Market Securities (1:04)
Track 14 - Interest Rates (1:04)
Track 15 - Eurodollar and Currency Markets (0:56)
Track 16 - Unit 3 Overview: Municipal Securities (1:04)
Track 17 - General Obligation Bonds (1:24)
Track 18 - Revenue Bonds (1:55)
Track 19 - Short-term Municipal Investments (1:02)
Track 20 - Legal Opinion (1:18)
Track 21 - Underwriting (4:23)
Track 22 - Buying, Selling, and Rating Municipal Securities (6:02)
Track 23 - Rules for Municipal Securities Firms (4:38)
Track 24 - Unit 4 Overview: Options (1:52)
Track 25 - Breakeven, Maximum Gain, and Maximum Loss (1:32)
Track 26 - Option Premiums (0:26)
Track 27 - Trading and Exercising (0:59)
Track 28 - Hedging (2:28)
Track 29 - Spreads (2:59)
Track 30 - Straddles (1:30)
Track 31 - Option Contracts (8:04)

Disc 2

Track 1 - Unit 5 Overview: Customer Accounts (4:49)
Track 2 - Custodial Accounts (1:30)
Track 3 - Account Transfer and Death (1:22)
Track 4 - Unit 6 Overview: Margin Accounts (2:34)
Track 5 - Long Accounts (1:49)
Track 6 - Short Accounts (0:50)
Track 7 - Combined Accounts (0:22)
Track 8 - Options and Margin (0:27)
Track 9 - Pattern Day traders and Portfolio Managing (1:03)
Track 10 - Unit 7 Overview: Issuing Securities (0:11)
Track 11 - Types of Offerings and the Underwriting Process (5:15)
Track 12 - Exemptions From the Securities Act of 1933 (1:28)
Track 13 - Private Placement Offereings (3:18)
Track 14 - Unit 8 Overview: Trading Securities (0:12)
Track 15 - The Four Markets (1:20)
Track 16 - Exchange Trading and Order Types (3:16)
Track 17 - Short Sales (0:38)
Track 18 - The NASDAQ Quotation System and Market Tiers (1:12)
Track 19 - The 5% Markup Policy (0:54)
Track 20 - Unit 9 Overview: Brokerage Procedures (2:09)
Track 21 - Settlements (2:48)
Track 22 - Good Delivery (1:36)
Track 23 - Unit 10 Overview: Investment Company Securities (1:53)
Track 24 - Open End, Mutal Fund (1:16)
Track 25 - Closed End (1:04)
Track 26 - Diversified (0:38)
Track 27 - Mutal Funds, a Closer Look (5:44)
Track 28 - Types of Mutual Funds (5:16)
Track 29 - Net Assest Value and Sales Charges (1:45)
Track 30 - Buying and Selling Mutual Funds (3:52)
Track 31 - Dollar Cost Averaging (0:46)
Track 32 - Unit 11 Overview: Retirement Plans (1:47)
Track 33 - IRAs (1:25)
Track 34 - Roth IRAs (1:00)
Track 35 - Education IRAs and 529 Plans (1:50)
Track 36 - Keogh and TSA Plans (1:29)
Track 37 - Corporate Retirement Plans (1:11)
Track 38 - Employee Retirement Income Security Act 1974 (1:20)

Disc 3

Track 1 - Unit 12 Overview: Variable Annunities (0:34)
Track 2 - Fixed Annunities (0:26)
Track 3 - Variable Annuities (1:36)
Track 4 - Pay In and Pay Out Options (3:55)
Track 5 - Unit 13 Overview: Direct Participation Programs (1:15)
Track 6 - Types of Programs (2:23)
Track 7 - General and Limited Partners (0:49)
Track 8 - Sale, Distribution, and Liquidation of DPP Interests (3:35)
Track 9 - Unit 14 Overview: Economics and Analysis (0:19)
Track 10 - Economic Cycles, Indicators and Theories (3:30)
Track 11 - Monetary and Fiscal Policies (2:03)
Track 12 - Technical and Fundamental Analysis (3:17)
Track 13 - Unit 15 Overview: Ethics and Taxation (5:36)
Track 14 - Investment Risk (3:14)
Track 15 - Taxation (3:26)
Track 16 - Unit 16 Overview: Federal and State Rules and Regulations (0:21)
Track 17 - The Securities Act of 1933 (0:30)
Track 18 - The Securites Exchange Act of 1934 (0:55)
Track 19 - The Maloney Act of 1938 (0:35)
Track 20 - The Trust Indenture Act of 1939 (0:26)
Track 21 - The Investment Act of 1940 (0:25)
Track 22 - The Investment Advisors Act of 1940 (0:32)
Track 23 - The Securities Investors Protection Act of 1970 (1:05)
Track 24 - The Securities Acts Amendments of 1975 (0:15)
Track 25 - The Insider Trading and Securities Fraud Enforement Act of 1988 (0:45)
Track 26 - Penny Stock Cold-Calling Rules (0:46)
Track 27 - The Bank Secrecy Act (1:26)
Track 28 - The Sarbanes-Oxley Act (0:53)
Track 29 - The Uniform Securities Act (0:38)
Track 30 - Unit 17 Overview: Other SEC and SRO Regulations (0:55)
Track 31 - Uniform Practice (2:00)
Track 32 - Public Communications (2:05)
Track 33 - Code of Procedure (2:10)
Track 34 - The Telephone Consumer Protection Act (1:23)

This is an audio CD that can be played on any standard CD player or a computer equipped with a CD-ROM drive and audio player utility.

Note:
Regarding the Dearborn and Kaplan names, Kaplan Financial (formed by Kaplan Professional, a division of Kaplan, Inc.) includes several companies, including Dearborn Financial Services. Kaplan Financial is in a transition period where they will be using the Dearborn Financial Services name along with the Kaplan Financial name. Eventually, they will discontinue using the Dearborn name.