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Series 3 - National Commodity Futures

Series 4 - Registered Options Principal

Series 6 - Inventment Company Products/ Variable..

Series 7 - General Securities Representative

Series 9 - General Securities Sales Supervisor

Series 10 - General Securities Sales Supervisor

Series 24 - General Securities Principal

Series 26 - Investment Company Products/ Variabl..

Series 27/28 - Financial and Operations Principal

Series 31 - Futures Managed Funds

Series 51 - Municipal Fund Securities Ltd Principa

Series 53 - Municipal Securities Principal

Series 55 - Equity Trader Limited Representative

Series 63 - Uniform Securities Agent State Law

Series 65 - Uniform Investment Adviser Law

Series 66 - Uniform Combined State Law

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